Investor Complaint Data by Stock Broker Data for month ending- April 2024 |
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Schedule II of the SEBI (Intermediaries) Regulations 2008 |
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Regulation 19 and 20 of SECC Regulation |
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Regulation 6(B) of SEBI (Depositories and Participants) Regulations 2012 |
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CLIENT KYC FORM (NON-INDIVIDUAL) |
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CLIENT KYC FORM (INDIVIDUAL) |
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Mandatory documents in vernacular languages |
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POLICIES AND PROCEDURES |
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DO's AND DON'Ts |
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RISK DISCLOSURE |
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ANTI MONEY-LAUNDERING POLICY |
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LIST OF CLIENT BANK ACCOUNTS |
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Policy for Inactive / Dormant Accounts |
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